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Securities (31 - 40 of 324 items) in Custom Date Range

Influenza Pandemic

Key Securities Market Participants Are Making Progress, but Agencies Could Do More to Address Potential Internet Congestion and Encourage Readiness
GAO-10-8, Oct 26, 2009

Troubled Asset Relief Program

One Year Later, Actions Are Needed to Address Remaining Transparency and Accountability Challenges
GAO-10-16, Oct 8, 2009

Troubled Asset Relief Program

Capital Purchase Program Transactions for October 28, 2008, through September 25, 2009, and Information on Financial Agency Agreements, Contracts, Blanket Purchase Agreements, and Interagency Agreements Awarded as of September 18, 2009 (GAO-10-24SP, October 2009), an e-supplement to GAO-10-16
GAO-10-24SP, Oct 8, 2009

Financial Regulation

Recent Crisis Reaffirms the Need to Overhaul the U.S. Regulatory System
GAO-09-1049T, Sep 29, 2009

Troubled Asset Relief Program

Status of Government Assistance Provided to AIG
GAO-09-975, Sep 21, 2009

Regulation SHO

Recent Actions Appear to Have Initially Reduced Failures to Deliver, but More Industry Guidance Is Needed
GAO-09-483, May 12, 2009

Securities and Exchange Commission

Greater Attention Is Needed to Enhance Communication and Utilization of Resources in the Division of Enforcement
GAO-09-613T, May 7, 2009

Hedge Funds

Overview of Regulatory Oversight, Counterparty Risks, and Investment Challenges
GAO-09-677T, May 7, 2009

Securities and Exchange Commission

Greater Attention Needed to Enhance Communication and Utilization of Resources in the Division of Enforcement
GAO-09-358, Mar 31, 2009

Management Report

Improvements Needed in SEC's Internal Controls and Accounting Procedures
GAO-09-376R, Apr 2, 2009
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