Reports and Testimonies - Browse by topic

Browse By:
 
Sort by Results per page Search within "Securities"

Securities (31 - 40 of 324 items) in Custom Date Range

Influenza Pandemic:

Troubled Asset Relief Program:

One Year Later, Actions Are Needed to Address Remaining Transparency and Accountability Challenges
GAO-10-16:
Published: Oct 8, 2009. Publicly Released: Oct 8, 2009.

Troubled Asset Relief Program:

Financial Regulation:

Recent Crisis Reaffirms the Need to Overhaul the U.S. Regulatory System
GAO-09-1049T:
Published: Sep 29, 2009. Publicly Released: Sep 29, 2009.

Troubled Asset Relief Program:

Status of Government Assistance Provided to AIG
GAO-09-975:
Published: Sep 21, 2009. Publicly Released: Sep 21, 2009.

Regulation SHO:

Recent Actions Appear to Have Initially Reduced Failures to Deliver, but More Industry Guidance Is Needed
GAO-09-483:
Published: May 12, 2009. Publicly Released: Jun 3, 2009.

Securities and Exchange Commission:

Hedge Funds:

Overview of Regulatory Oversight, Counterparty Risks, and Investment Challenges
GAO-09-677T:
Published: May 7, 2009. Publicly Released: May 7, 2009.

Securities and Exchange Commission:

Management Report:

Improvements Needed in SEC's Internal Controls and Accounting Procedures
GAO-09-376R:
Published: Apr 2, 2009. Publicly Released: Apr 2, 2009.