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Securities (11 - 20 of 324 items) in Custom Date Range

Dodd-Frank Act:

Hybrid Capital Instruments and Small Institution Access to Capital
GAO-12-237:
Published: Jan 18, 2012. Publicly Released: Jan 18, 2012.

Securities Research:

Additional Actions Could Improve Regulatory Oversight of Analyst Conflicts of Interest
GAO-12-209:
Published: Jan 12, 2012. Publicly Released: Jan 12, 2012.

Ginnie Mae:

Risk Management and Cost Modeling Require Continuing Attention
GAO-12-49:
Published: Nov 14, 2011. Publicly Released: Dec 1, 2011.

Financial Crisis:

Review of Federal Reserve System Financial Assistance to American International Group, Inc.
GAO-11-616:
Published: Sep 30, 2011. Publicly Released: Oct 31, 2011.

Federal Reserve System:

Opportunities Exist to Strengthen Policies and Processes for Managing Emergency Assistance
GAO-12-122T:
Published: Oct 4, 2011. Publicly Released: Oct 4, 2011.

Financial Markets and Institutions:

Securities Fraud Liability of Secondary Actors
GAO-11-664:
Published: Jul 21, 2011. Publicly Released: Jul 21, 2011.

Troubled Asset Relief Program:

The Government's Exposure to AIG Following the Company's Recapitalization
GAO-11-716:
Published: Jul 18, 2011. Publicly Released: Jul 18, 2011.

Private Fund Advisers:

Person-To-Person Lending:

New Regulatory Challenges Could Emerge as the Industry Grows
GAO-11-613:
Published: Jul 7, 2011. Publicly Released: Jul 7, 2011.

Troubled Asset Relief Program:

Status of Programs and Implementation of GAO Recommendations
GAO-11-476T:
Published: Mar 17, 2011. Publicly Released: Mar 17, 2011.