Stock exchanges (21 - 30 of 46 items)
Securities Regulation: Oversight of SRO's Listing Procedures Could Be Improved
GGD-98-45: Published: Feb 6, 1998. Publicly Released: Feb 17, 1998.
Securities and Exchange Commission: Privately Offered Investment Companies
OGC-97-37: Published: Apr 24, 1997. Publicly Released: Apr 24, 1997.
SEC: Limit Order Display Rule and Amendments to Quote Rule
OGC-96-43: Published: Sep 26, 1996. Publicly Released: Sep 26, 1996.
American Stock Exchange: More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72: Published: May 25, 1994. Publicly Released: May 31, 1994.
Futures Markets: A Futures Transaction Fee Is Administratively Feasible
GGD-94-40: Published: Oct 28, 1993. Publicly Released: Oct 28, 1993.
Securities Markets: SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35: Published: Jun 29, 1993. Publicly Released: Jun 29, 1993.
Penny Stocks: Regulatory Actions to Reduce Potential for Fraud and Abuse
GGD-93-59: Published: Feb 3, 1993. Publicly Released: Feb 3, 1993.
Securities Markets: Challenges to Harmonizing International Capital Standards Remain
GGD-92-41: Published: Mar 10, 1992. Publicly Released: Mar 10, 1992.
Stock Markets: Information Vendors Need SEC Oversight to Control Automation Risks
IMTEC-92-16: Published: Jan 29, 1992. Publicly Released: Jan 29, 1992.
Securities Regulation: Customer Protection Rule Oversight Procedures Appear Adequate
GGD-92-17: Published: Nov 21, 1991. Publicly Released: Nov 21, 1991.