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Stock exchanges (21 - 30 of 46 items)

Securities Regulation:

Oversight of SRO's Listing Procedures Could Be Improved
GGD-98-45:
Published: Feb 6, 1998. Publicly Released: Feb 17, 1998.

Securities and Exchange Commission:

Privately Offered Investment Companies
OGC-97-37:
Published: Apr 24, 1997. Publicly Released: Apr 24, 1997.

SEC:

Limit Order Display Rule and Amendments to Quote Rule
OGC-96-43:
Published: Sep 26, 1996. Publicly Released: Sep 26, 1996.

American Stock Exchange:

More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72:
Published: May 25, 1994. Publicly Released: May 31, 1994.

Futures Markets:

A Futures Transaction Fee Is Administratively Feasible
GGD-94-40:
Published: Oct 28, 1993. Publicly Released: Oct 28, 1993.

Securities Markets:

SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35:
Published: Jun 29, 1993. Publicly Released: Jun 29, 1993.

Penny Stocks:

Regulatory Actions to Reduce Potential for Fraud and Abuse
GGD-93-59:
Published: Feb 3, 1993. Publicly Released: Feb 3, 1993.

Securities Markets:

Challenges to Harmonizing International Capital Standards Remain
GGD-92-41:
Published: Mar 10, 1992. Publicly Released: Mar 10, 1992.

Stock Markets:

Information Vendors Need SEC Oversight to Control Automation Risks
IMTEC-92-16:
Published: Jan 29, 1992. Publicly Released: Jan 29, 1992.

Securities Regulation:

Customer Protection Rule Oversight Procedures Appear Adequate
GGD-92-17:
Published: Nov 21, 1991. Publicly Released: Nov 21, 1991.