Reports and Testimonies - Browse by topic

Browse By:
  
Sort by Results per page Search within "Stock exchanges"

Stock exchanges (21 - 30 of 45 items)

Securities and Exchange Commission

Privately Offered Investment Companies
OGC-97-37, Apr 24, 1997

SEC

Limit Order Display Rule and Amendments to Quote Rule
OGC-96-43, Sep 26, 1996

American Stock Exchange

More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72, May 25, 1994

Futures Markets

A Futures Transaction Fee Is Administratively Feasible
GGD-94-40, Oct 28, 1993

Securities Markets

SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35, Jun 29, 1993

Penny Stocks

Regulatory Actions to Reduce Potential for Fraud and Abuse
GGD-93-59, Feb 3, 1993

Securities Markets

Challenges to Harmonizing International Capital Standards Remain
GGD-92-41, Mar 10, 1992

Stock Markets

Information Vendors Need SEC Oversight to Control Automation Risks
IMTEC-92-16, Jan 29, 1992

Securities Regulation

Customer Protection Rule Oversight Procedures Appear Adequate
GGD-92-17, Nov 21, 1991

Global Financial Markets

International Coordination Can Help Address Automation Risks
IMTEC-91-62, Sep 20, 1991
< Prev12345Next >