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Stock exchanges (11 - 20 of 46 items)

Securities Arbitration:

Actions Needed to Address Problem of Unpaid Awards
GGD-00-115:
Published: Jun 15, 2000. Publicly Released: Jun 26, 2000.

Securities Pricing:

Progress and Challenges in Converting to Decimals
T-GGD-00-96:
Published: Mar 1, 2000. Publicly Released: Mar 1, 2000.

Securities Operations:

Day Trading Requires Continued Oversight
GGD-00-61:
Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.

Financial Regulatory Coordination:

The Role and Functioning of the President's Working Group
GGD-00-46:
Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.

Securities and Exchange Commission:

Securities Regulation:

Actions Taken to Improve Nasdaq Listing Procedures
GGD-99-53:
Published: Apr 26, 1999. Publicly Released: Apr 29, 1999.

Securities and Exchange Commission:

Regulation of Exchanges and Alternative Trading Systems
OGC-99-28:
Published: Jan 6, 1999. Publicly Released: Jan 6, 1999.

Money Penalties:

Securities and Futures Regulators Collect Many Fines But Need to Better Use Industrywide Data
GGD-99-8:
Published: Nov 2, 1998. Publicly Released: Nov 2, 1998.

Securities Market Operations:

The Effects of SOES on the Nasdaq Market
GGD-98-194:
Published: Aug 31, 1998. Publicly Released: Aug 31, 1998.

Securities Pricing:

Actions Needed for Conversion to Decimals
T-GGD-98-121:
Published: May 8, 1998. Publicly Released: May 8, 1998.