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Securities regulation (81 - 90 of 138 items)

American Stock Exchange

More Changes Needed in Screening Emerging Companies for the Marketplace
GGD-94-72, May 25, 1994

Financial Derivatives

Actions Needed to Protect the Financial System
T-GGD-94-151, May 19, 1994

Financial Derivatives

Actions Needed to Protect the Financial System
T-GGD-94-150, May 19, 1994

Futures Markets

A Futures Transaction Fee Is Administratively Feasible
GGD-94-40, Oct 28, 1993

Securities and Exchange Commission

Delays in Processing Time-Sensitive Stock Filings
GGD-93-130, Aug 18, 1993

Securities Markets

SEC Actions Needed to Address Market Fragmentation Issues
T-GGD-93-35, Jun 29, 1993

Government-Sponsored Enterprises

Changes in Securities Distribution Process and Use of Derivative Products
GGD-93-70BR, Mar 16, 1993

Securities Regulation

SEC's Oversight of Privately Placed Transactions Among Large Investors
GGD-93-37, Feb 19, 1993

Penny Stocks

Regulatory Actions to Reduce Potential for Fraud and Abuse
GGD-93-59, Feb 3, 1993

Securities and Exchange Commission

Effective Development of the EDGAR System Requires Top Management Attention
IMTEC-92-85, Sep 30, 1992
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