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Regulatory agencies (1 - 10 of 43 items) in Custom Date Range

Community Banks and Credit Unions:

Impact of the Dodd-Frank Act Depends Largely on Future Rule Makings
GAO-12-881:
Published: Sep 13, 2012. Publicly Released: Sep 13, 2012.

Securities Research:

Additional Actions Could Improve Regulatory Oversight of Analyst Conflicts of Interest
GAO-12-209:
Published: Jan 12, 2012. Publicly Released: Jan 12, 2012.

Ginnie Mae:

Risk Management and Cost Modeling Require Continuing Attention
GAO-12-49:
Published: Nov 14, 2011. Publicly Released: Dec 1, 2011.

Person-To-Person Lending:

New Regulatory Challenges Could Emerge as the Industry Grows
GAO-11-613:
Published: Jul 7, 2011. Publicly Released: Jul 7, 2011.

Securities and Exchange Commission:

Action Needed to Improve Rating Agency Registration Program and Performance-Related Disclosures
GAO-10-782:
Published: Sep 22, 2010. Publicly Released: Sep 22, 2010.

Defined Benefit Pension Plans:

Plans Face Valuation and Other Challenges When Investing in Hedge Funds and Private Equity
GAO-10-915T:
Published: Jul 20, 2010. Publicly Released: Jul 20, 2010.

Financial Regulation:

Financial Regulation:

Recent Crisis Reaffirms the Need to Overhaul the U.S. Regulatory System
GAO-09-1049T:
Published: Sep 29, 2009. Publicly Released: Sep 29, 2009.

Regulation SHO:

Recent Actions Appear to Have Initially Reduced Failures to Deliver, but More Industry Guidance Is Needed
GAO-09-483:
Published: May 12, 2009. Publicly Released: Jun 3, 2009.

Financial Regulation: