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Regulatory agencies (11 - 20 of 44 items)

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-349T, Feb 4, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-314T, Jan 21, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-310T, Jan 14, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-216, Jan 8, 2009

Securities and Exchange Commission

Opportunities Exist to Improve Oversight of Self-Regulatory Organizations
GAO-08-33, Nov 15, 2007

SEC Mutual Fund Oversight

Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T, Jun 7, 2005

Financial Markets and Institutions

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R, Jul 9, 2004

Financial Markets and Institutions

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R, Jun 29, 2004

SEC Operations

Implications of Alternative Funding Structures
GAO-02-864, Jul 16, 2002

SEC and CFTC

Most Fines Collected, but Improvements Needed in the Use of Treasury's Collection Service
GAO-01-900, Jul 13, 2001

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