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Internal controls (31 - 40 of 68 items)

Government-Sponsored Enterprises

A Framework for Strengthening GSE Governance and Oversight
GAO-04-269T, Feb 10, 2004

SEC and CFTC Fines Follow-Up

Collection Programs Are Improving, but Further Steps Are Warranted
GAO-03-795, Jul 15, 2003

Securities Investor Protection

Update on Matters Related to the Securities Investor Protection Corporation
GAO-03-811, Jul 11, 2003

Financial Statement Restatements

Trends, Market Impacts, Regulatory Responses, and Remaining Challenges
GAO-03-138, Oct 4, 2002

SEC Enforcement

More Actions Needed to Improve Oversight of Disgorgement Collections
GAO-02-771, Jul 12, 2002

Financial Markets and Institutions

Regulatory Initiatives of the National Association of Insurance Commissioners
GAO-01-885R, Jul 6, 2001

Financial Services Regulators

Better Information Sharing Could Reduce Fraud
GAO-01-478T, Mar 6, 2001

Securities Pricing

Trading Volumes and NASD System Limitations Led to Decimal-Trading Delay
GGD/AIMD-00-319, Sep 20, 2000

Financial Audit

Federal Deposit Insurance Corporation's 1999 and 1998 Financial Statements
AIMD-00-157, May 26, 2000

Securities Operations

Day Trading Requires Continued Oversight
GGD-00-61, Feb 24, 2000
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