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Internal controls (31 - 40 of 70 items)

Securities Markets:

Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight
GAO-04-75:
Published: Apr 8, 2004. Publicly Released: May 11, 2004.

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2003 and 2002 Financial Statements
GAO-04-429:
Published: Feb 13, 2004. Publicly Released: Feb 13, 2004.

Government-Sponsored Enterprises:

A Framework for Strengthening GSE Governance and Oversight
GAO-04-269T:
Published: Feb 10, 2004. Publicly Released: Feb 10, 2004.

SEC and CFTC Fines Follow-Up:

Collection Programs Are Improving, but Further Steps Are Warranted
GAO-03-795:
Published: Jul 15, 2003. Publicly Released: Aug 14, 2003.

Securities Investor Protection:

Update on Matters Related to the Securities Investor Protection Corporation
GAO-03-811:
Published: Jul 11, 2003. Publicly Released: Aug 11, 2003.

Financial Statement Restatements:

Trends, Market Impacts, Regulatory Responses, and Remaining Challenges
GAO-03-138:
Published: Oct 4, 2002. Publicly Released: Oct 23, 2002.

SEC Enforcement:

More Actions Needed to Improve Oversight of Disgorgement Collections
GAO-02-771:
Published: Jul 12, 2002. Publicly Released: Jul 24, 2002.

Financial Markets and Institutions:

Regulatory Initiatives of the National Association of Insurance Commissioners
GAO-01-885R:
Published: Jul 6, 2001. Publicly Released: Aug 6, 2001.

Financial Services Regulators:

Better Information Sharing Could Reduce Fraud
GAO-01-478T:
Published: Mar 6, 2001. Publicly Released: Mar 6, 2001.

Securities Pricing:

Trading Volumes and NASD System Limitations Led to Decimal-Trading Delay
GGD/AIMD-00-319:
Published: Sep 20, 2000. Publicly Released: Oct 24, 2000.