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Internal controls (21 - 30 of 68 items)

Securities and Exchange Commission

Additional Actions Needed to Ensure Planned Improvements Address Limitations in Enforcement Division Operations
GAO-07-830, Aug 15, 2007

Securities and Exchange Commission

Steps Being Taken to Make Examination Program More Risk-Based and Transparent
GAO-07-1053, Aug 14, 2007

Financial Audit

Federal Deposit Insurance Corporation Funds' 2006 and 2005 Financial Statements
GAO-07-371, Feb 13, 2007

Financial Audit

Federal Deposit Insurance Corporation Funds' 2005 and 2004 Financial Statements
GAO-06-146, Mar 2, 2006

SEC Mutual Fund Oversight

Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T, Jun 7, 2005

Financial Audit

Federal Deposit Insurance Corporation Funds' 2004 and 2003 Financial Statements
GAO-05-281, Feb 11, 2005

Financial Markets and Institutions

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R, Jul 9, 2004

Financial Markets and Institutions

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R, Jun 29, 2004

Securities Markets

Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight
GAO-04-75, Apr 8, 2004

Financial Audit

Federal Deposit Insurance Corporation Funds' 2003 and 2002 Financial Statements
GAO-04-429, Feb 13, 2004

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