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Financial institutions (21 - 30 of 97 items)

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-310T, Jan 14, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-216, Jan 8, 2009

Private Equity

Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
GAO-08-885, Sep 9, 2008

Sovereign Wealth Funds

Publicly Available Data on Sizes and Investments for Some Funds Are Limited
GAO-08-946, Sep 9, 2008

Securities and Exchange Commission

Additional Actions Needed to Ensure Planned Improvements Address Limitations in Enforcement Division Operations
GAO-07-830, Aug 15, 2007

Financial Markets and Institutions

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R, Jun 29, 2004

SEC Operations

Implications of Alternative Funding Structures
GAO-02-864, Jul 16, 2002

Securities Regulation

Improvements Needed in the Amex Listing Program
GAO-02-18, Nov 27, 2001

Securities Investor Protection

Steps Needed to Better Disclose SIPC Policies to Investors
GAO-01-653, May 25, 2001

Financial Regulatory Coordination

The Role and Functioning of the President's Working Group
GGD-00-46, Jan 21, 2000

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