Reports and Testimonies - Browse by topic
Financial institutions (21 - 30 of 96 items)
A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
Published: Jan 8, 2009. Publicly Released: Jan 8, 2009.
Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
Published: Sep 9, 2008. Publicly Released: Oct 7, 2008.
Sovereign Wealth Funds:
Publicly Available Data on Sizes and Investments for Some Funds Are Limited
Published: Sep 9, 2008. Publicly Released: Oct 6, 2008.
Securities and Exchange Commission:
Additional Actions Needed to Ensure Planned Improvements Address Limitations in Enforcement Division Operations
Published: Aug 15, 2007. Publicly Released: Sep 17, 2007.
Financial Markets and Institutions:
Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.
Implications of Alternative Funding Structures
Published: Jul 16, 2002. Publicly Released: Jul 16, 2002.
Improvements Needed in the Amex Listing Program
Published: Nov 27, 2001. Publicly Released: Dec 20, 2001.
Securities Investor Protection:
Steps Needed to Better Disclose SIPC Policies to Investors
Published: May 25, 2001. Publicly Released: Jun 21, 2001.
Financial Regulatory Coordination:
The Role and Functioning of the President's Working Group
Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.
Long-Term Capital Management:
Regulators Need to Focus Greater Attention on Systemic Risk
Published: Oct 29, 1999. Publicly Released: Nov 19, 1999.