Financial institutions (51 - 60 of 97 items)
Foreign Bank-Owned Securities Firms
GGD-95-174R: Published: Jun 6, 1995. Publicly Released: Jun 6, 1995.
Financial Market Regulation: Benefits and Risks of Merging SEC and CFTC
T-GGD-95-153: Published: May 3, 1995. Publicly Released: May 3, 1995.
Financial Regulation: Modernization of the Financial Services Regulatory System
T-GGD-95-121: Published: Mar 15, 1995. Publicly Released: Mar 15, 1995.
Bank Regulatory Structure: The United Kingdom
GGD-95-38: Published: Dec 29, 1994. Publicly Released: Jan 31, 1995.
GSEs: Implications of Removing State and Local Tax Exemption
T-GGD-94-182: Published: Jul 14, 1994. Publicly Released: Jul 14, 1994.
Securities and Exchange Commission: Delays in Processing Time-Sensitive Stock Filings
GGD-93-130: Published: Aug 18, 1993. Publicly Released: Aug 18, 1993.
Government-Sponsored Enterprises: Changes in Securities Distribution Process and Use of Derivative Products
GGD-93-70BR: Published: Mar 16, 1993. Publicly Released: Mar 16, 1993.
Investment Advisers: Oversight Is Inadequate for Investor Protection
T-GGD-92-46: Published: Jun 4, 1992. Publicly Released: Jun 4, 1992.
Securities Firms: Assessing the Need to Regulate Additional Financial Activities
GGD-92-70: Published: Apr 21, 1992. Publicly Released: Apr 21, 1992.
Depository Institutions: Contracting Practices With Data Processing Servicers
GGD-92-19: Published: Feb 5, 1992. Publicly Released: Feb 5, 1992.