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Brokerage industry (21 - 30 of 67 items)

SEC: Reports To Be Made by Certain Brokers and Dealers

OGC-99-16: Published: Nov 18, 1998. Publicly Released: Nov 18, 1998.
SEC: Limit Order Display Rule and Amendments to Quote Rule

OGC-96-43: Published: Sep 26, 1996. Publicly Released: Sep 26, 1996.