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Securities (91 - 100 of 324 items)

Auditing and Financial Management

Expenditures and Revenues of State Securities Regulatory Agencies
GGD-00-189R, Aug 15, 2000

Securities and Exchange Commission

Selective Disclosure and Insider Trading
OGC-00-61, Sep 7, 2000

Securities Arbitration

Actions Needed to Address Problem of Unpaid Awards
GGD-00-115, Jun 15, 2000

Banking Taxation

Implications of Proposed Revisions Governing S-Corporations on Community Banks
GGD-00-159, Jun 23, 2000

Financial Audit

Federal Deposit Insurance Corporation's 1999 and 1998 Financial Statements
AIMD-00-157, May 26, 2000

Securities Pricing

Progress and Challenges in Converting to Decimals
T-GGD-00-96, Mar 1, 2000

Securities Operations

Day Trading Requires Continued Oversight
GGD-00-61, Feb 24, 2000

Financial Regulatory Coordination

The Role and Functioning of the President's Working Group
GGD-00-46, Jan 21, 2000

Securities Exchange Act

Review of Reporting Under Section 10A
AIMD-00-54R, Feb 4, 2000

Securities and Exchange Commission

Adoption of Amendments to the Intermarket Trading System Plan to Expand the ITS/Computer Assisted Execution System Linkage to All Listed Securities
OGC-00-15, Dec 22, 1999
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