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Securities (91 - 100 of 325 items)

Securities and Exchange Commission:

Unlisted Trading Privileges
OGC-00-66:
Published: Sep 19, 2000. Publicly Released: Sep 19, 2000.

Auditing and Financial Management:

Expenditures and Revenues of State Securities Regulatory Agencies
GGD-00-189R:
Published: Aug 15, 2000. Publicly Released: Sep 13, 2000.

Securities and Exchange Commission:

Selective Disclosure and Insider Trading
OGC-00-61:
Published: Sep 7, 2000. Publicly Released: Sep 7, 2000.

Securities Arbitration:

Actions Needed to Address Problem of Unpaid Awards
GGD-00-115:
Published: Jun 15, 2000. Publicly Released: Jun 26, 2000.

Banking Taxation:

Implications of Proposed Revisions Governing S-Corporations on Community Banks
GGD-00-159:
Published: Jun 23, 2000. Publicly Released: Jun 23, 2000.

Financial Audit:

Federal Deposit Insurance Corporation's 1999 and 1998 Financial Statements
AIMD-00-157:
Published: May 26, 2000. Publicly Released: May 26, 2000.

Securities Pricing:

Progress and Challenges in Converting to Decimals
T-GGD-00-96:
Published: Mar 1, 2000. Publicly Released: Mar 1, 2000.

Securities Operations:

Day Trading Requires Continued Oversight
GGD-00-61:
Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.

Financial Regulatory Coordination:

The Role and Functioning of the President's Working Group
GGD-00-46:
Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.

Securities Exchange Act:

Review of Reporting Under Section 10A
AIMD-00-54R:
Published: Feb 4, 2000. Publicly Released: Feb 4, 2000.