Securities (61 - 70 of 325 items)
SEC Mutual Fund Oversight: Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T: Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.
Financial Audit: Federal Deposit Insurance Corporation Funds' 2004 and 2003 Financial Statements
GAO-05-281: Published: Feb 11, 2005. Publicly Released: Feb 11, 2005.
Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R: Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.
Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R: Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.
Securities Markets: Preliminary Observations on the Use of Subpenny Pricing
GAO-04-968T: Published: Jul 22, 2004. Publicly Released: Jul 22, 2004.
Securities Markets: Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight
GAO-04-75: Published: Apr 8, 2004. Publicly Released: May 11, 2004.
Financial Audit: Federal Deposit Insurance Corporation Funds' 2003 and 2002 Financial Statements
GAO-04-429: Published: Feb 13, 2004. Publicly Released: Feb 13, 2004.
Government-Sponsored Enterprises: A Framework for Strengthening GSE Governance and Oversight
GAO-04-269T: Published: Feb 10, 2004. Publicly Released: Feb 10, 2004.
Bank Tying: Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
GAO-04-4: Published: Oct 10, 2003. Publicly Released: Oct 20, 2003.
Farmer Mac: Some Progress Made, but Greater Attention to Risk Management, Mission, and Corporate Governance Is Needed
GAO-04-116: Published: Oct 16, 2003. Publicly Released: Oct 16, 2003.