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Securities (51 - 60 of 325 items)

Sovereign Wealth Funds:

Publicly Available Data on Sizes and Investments for Some Funds Are Limited
GAO-08-946:
Published: Sep 9, 2008. Publicly Released: Oct 6, 2008.

Securities and Exchange Commission:

Opportunities Exist to Improve Oversight of Self-Regulatory Organizations
GAO-08-33:
Published: Nov 15, 2007. Publicly Released: Dec 17, 2007.

Securities and Exchange Commission:

Securities and Exchange Commission:

Steps Being Taken to Make Examination Program More Risk-Based and Transparent
GAO-07-1053:
Published: Aug 14, 2007. Publicly Released: Sep 12, 2007.

Corporate Shareholder Meetings:

Issues Relating to Firms That Advise Institutional Investors on Proxy Voting
GAO-07-765:
Published: Jun 29, 2007. Publicly Released: Jul 30, 2007.

Credit Derivatives:

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2006 and 2005 Financial Statements
GAO-07-371:
Published: Feb 13, 2007. Publicly Released: Feb 13, 2007.

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2005 and 2004 Financial Statements
GAO-06-146:
Published: Mar 2, 2006. Publicly Released: Mar 2, 2006.

Financial Product Sales:

Actions Needed to Protect Military Members
GAO-06-245T:
Published: Nov 17, 2005. Publicly Released: Nov 17, 2005.

Securities Markets:

Decimal Pricing has Contributed to Lower Trading Costs and a More Challenging Trading Environment
GAO-05-535:
Published: May 31, 2005. Publicly Released: Jul 1, 2005.