Securities (91 - 100 of 327 items)
Securities Pricing: Trading Volumes and NASD System Limitations Led to Decimal-Trading Delay
GGD/AIMD-00-319: Published: Sep 20, 2000. Publicly Released: Oct 24, 2000.
Securities and Exchange Commission: Unlisted Trading Privileges
OGC-00-66: Published: Sep 19, 2000. Publicly Released: Sep 19, 2000.
Expenditures and Revenues of State Securities Regulatory Agencies
GGD-00-189R: Published: Aug 15, 2000. Publicly Released: Sep 13, 2000.
Securities and Exchange Commission: Selective Disclosure and Insider Trading
OGC-00-61: Published: Sep 7, 2000. Publicly Released: Sep 7, 2000.
Securities Arbitration: Actions Needed to Address Problem of Unpaid Awards
GGD-00-115: Published: Jun 15, 2000. Publicly Released: Jun 26, 2000.
Banking Taxation: Implications of Proposed Revisions Governing S-Corporations on Community Banks
GGD-00-159: Published: Jun 23, 2000. Publicly Released: Jun 23, 2000.
Financial Audit: Federal Deposit Insurance Corporation's 1999 and 1998 Financial Statements
AIMD-00-157: Published: May 26, 2000. Publicly Released: May 26, 2000.
Securities Pricing: Progress and Challenges in Converting to Decimals
T-GGD-00-96: Published: Mar 1, 2000. Publicly Released: Mar 1, 2000.
Securities Operations: Day Trading Requires Continued Oversight
GGD-00-61: Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.
Financial Regulatory Coordination: The Role and Functioning of the President's Working Group
GGD-00-46: Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.