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Securities (41 - 50 of 324 items)

Securities and Exchange Commission

Oversight of U.S. Equities Market Clearing Agencies
GAO-09-318R, Feb 26, 2009

Private Pensions

Conflicts of Interest Can Affect Defined Benefit and Defined Contribution Plans
GAO-09-503T, Mar 24, 2009

Troubled Asset Relief Program

Status of Efforts to Address Transparency and Accountability Issues
GAO-09-484T, Mar 19, 2009

Bank Secrecy Act

Federal Agencies Should Take Action to Further Improve Coordination and Information-Sharing Efforts
GAO-09-227, Feb 12, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-349T, Feb 4, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-314T, Jan 21, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-310T, Jan 14, 2009

Financial Regulation

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-216, Jan 8, 2009

Private Equity

Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
GAO-08-885, Sep 9, 2008

Sovereign Wealth Funds

Publicly Available Data on Sizes and Investments for Some Funds Are Limited
GAO-08-946, Sep 9, 2008

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