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Securities (11 - 20 of 325 items)

Credit Rating Agencies:

Alternative Compensation Models for Nationally Recognized Statistical Rating Organizations
Published: Jan 18, 2012. Publicly Released: Jan 18, 2012.

Dodd-Frank Act:

Hybrid Capital Instruments and Small Institution Access to Capital
Published: Jan 18, 2012. Publicly Released: Jan 18, 2012.

Securities Research:

Additional Actions Could Improve Regulatory Oversight of Analyst Conflicts of Interest
Published: Jan 12, 2012. Publicly Released: Jan 12, 2012.

Ginnie Mae:

Risk Management and Cost Modeling Require Continuing Attention
Published: Nov 14, 2011. Publicly Released: Dec 1, 2011.

Financial Crisis:

Review of Federal Reserve System Financial Assistance to American International Group, Inc.
Published: Sep 30, 2011. Publicly Released: Oct 31, 2011.

Federal Reserve System:

Opportunities Exist to Strengthen Policies and Processes for Managing Emergency Assistance
Published: Oct 4, 2011. Publicly Released: Oct 4, 2011.

Financial Markets and Institutions:

Securities Fraud Liability of Secondary Actors
Published: Jul 21, 2011. Publicly Released: Jul 21, 2011.

Troubled Asset Relief Program:

The Government's Exposure to AIG Following the Company's Recapitalization
Published: Jul 18, 2011. Publicly Released: Jul 18, 2011.

Private Fund Advisers:

Person-To-Person Lending:

New Regulatory Challenges Could Emerge as the Industry Grows
Published: Jul 7, 2011. Publicly Released: Jul 7, 2011.