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Securities (1 - 10 of 325 items)

Troubled Asset Relief Program:

Status of the Wind Down of the Capital Purchase Program
GAO-14-388:
Published: Apr 7, 2014. Publicly Released: Apr 7, 2014.

Financial Audit:

Investment Advisers:

Requirements and Costs Associated with the Custody Rule
GAO-13-569:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.

Political Intelligence:

Financial Market Value of Government Information Hinges on Materiality and Timing
GAO-13-389:
Published: Apr 4, 2013. Publicly Released: Apr 4, 2013.

Community Banks and Credit Unions:

Impact of the Dodd-Frank Act Depends Largely on Future Rule Makings
GAO-12-881:
Published: Sep 13, 2012. Publicly Released: Sep 13, 2012.

Municipal Securities:

Options for Improving Continuing Disclosure
GAO-12-698:
Published: Jul 19, 2012. Publicly Released: Jul 19, 2012.

Securities Regulation:

Factors That May Affect Trends in Regulation A Offerings
GAO-12-839:
Published: Jul 3, 2012. Publicly Released: Jul 3, 2012.

Securities Regulation:

Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority
GAO-12-625:
Published: May 30, 2012. Publicly Released: May 30, 2012.

Troubled Asset Relief Program:

Government's Exposure to AIG Lessens as Equity Investments Are Sold
GAO-12-574:
Published: May 7, 2012. Publicly Released: May 7, 2012.

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2011 and 2010 Financial Statements
GAO-12-416:
Published: Apr 19, 2012. Publicly Released: Apr 19, 2012.