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Securities (1 - 10 of 324 items)

Political Intelligence

Financial Market Value of Government Information Hinges on Materiality and Timing
GAO-13-389, Apr 4, 2013

Community Banks and Credit Unions

Impact of the Dodd-Frank Act Depends Largely on Future Rule Makings
GAO-12-881, Sep 13, 2012

Municipal Securities

Options for Improving Continuing Disclosure
GAO-12-698, Jul 19, 2012

Securities Regulation

Factors That May Affect Trends in Regulation A Offerings
GAO-12-839, Jul 3, 2012

Securities Regulation

Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority
GAO-12-625, May 30, 2012

Troubled Asset Relief Program

Government's Exposure to AIG Lessens as Equity Investments Are Sold
GAO-12-574, May 7, 2012

Financial Audit

Federal Deposit Insurance Corporation Funds' 2011 and 2010 Financial Statements
GAO-12-416, Apr 19, 2012

Securities Investor Protection Corporation

Interim Report on the Madoff Liquidation Proceeding
GAO-12-414, Mar 7, 2012

Credit Rating Agencies

Alternative Compensation Models for Nationally Recognized Statistical Rating Organizations
GAO-12-240, Jan 18, 2012

Dodd-Frank Act

Hybrid Capital Instruments and Small Institution Access to Capital
GAO-12-237, Jan 18, 2012
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