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Securities (31 - 40 of 51 items)

Government-Sponsored Enterprises:

Changes in Securities Distribution Process and Use of Derivative Products
GGD-93-70BR:
Published: Mar 16, 1993. Publicly Released: Mar 16, 1993.

Securities Regulation:

SEC's Oversight of Privately Placed Transactions Among Large Investors
GGD-93-37:
Published: Feb 19, 1993. Publicly Released: Feb 19, 1993.

SEC:

EDGAR Update
IMTEC-93-19R:
Published: Feb 1, 1993. Publicly Released: Feb 1, 1993.

Securities and Exchange Commission:

Effective Development of the EDGAR System Requires Top Management Attention
IMTEC-92-85:
Published: Sep 30, 1992. Publicly Released: Oct 20, 1992.

Condition of the Bank Insurance Fund:

Outlook Affected by Economic, Accounting, and Regulatory Issues
T-AFMD-92-11:
Published: Jun 30, 1992. Publicly Released: Jun 30, 1992.

Condition of the Bank Insurance Fund:

Outlook Affected by Economic, Accounting, and Regulatory Issues
T-AFMD-92-10:
Published: Jun 9, 1992. Publicly Released: Jun 9, 1992.

Investment Advisers:

Oversight Is Inadequate for Investor Protection
T-GGD-92-46:
Published: Jun 4, 1992. Publicly Released: Jun 4, 1992.

Securities Firms:

Assessing the Need to Regulate Additional Financial Activities
GGD-92-70:
Published: Apr 21, 1992. Publicly Released: Apr 21, 1992.

Securities Regulation:

Customer Protection Rule Oversight Procedures Appear Adequate
GGD-92-17:
Published: Nov 21, 1991. Publicly Released: Nov 21, 1991.

Federal Asset Disposition Association:

No Economic Basis for Reported Fee Income Under 1988 Letter Agreement
AFMD-91-15:
Published: Jul 29, 1991. Publicly Released: Jul 29, 1991.