Regulatory agencies (41 - 50 of 193 items) in Custom Date Range
Commodity Futures Trading Commission: Trends in Energy Derivatives Markets Raise Questions about CFTC's Oversight
GAO-08-25: Published: Oct 19, 2007. Publicly Released: Oct 19, 2007.
Financial Regulation: Industry Trends Continue to Challenge the Federal Regulatory Structure
GAO-08-32: Published: Oct 12, 2007. Publicly Released: Oct 12, 2007.
Information on Selected Issues Concerning Banking Activities
GAO-07-593R: Published: Apr 30, 2007. Publicly Released: May 30, 2007.
Food and Drug Administration: Revenue Information on Certain Companies Participating in the Medical Device User Fee Program
GAO-07-571R: Published: Mar 30, 2007. Publicly Released: Mar 30, 2007.
Financial Market Regulation: Agencies Engaged in Consolidated Supervision Can Strengthen Performance Measurement and Collaboration
GAO-07-154: Published: Mar 15, 2007. Publicly Released: Mar 15, 2007.
Risk-Based Capital: Bank Regulators Need to Improve Transparency and Overcome Impediments to Finalizing the Proposed Basel II Framework
GAO-07-253: Published: Feb 15, 2007. Publicly Released: Feb 15, 2007.
Bank Secrecy Act: FinCEN and IRS Need to Improve and Better Coordinate Compliance and Data Management Efforts
GAO-07-212: Published: Dec 15, 2006. Publicly Released: Dec 15, 2006.
Corporate Governance: NCUA's Controls and Related Procedures for Board Independence and Objectivity Are Similar to Other Financial Regulators, but Opportunities Exist to Enhance Its Governance Structure
GAO-07-72R: Published: Nov 30, 2006. Publicly Released: Dec 1, 2006.
Minority Banks: GAO Survey of Minority Banks, an E-supplement to GAO-07-6
GAO-07-7SP: Published: Oct 4, 2006. Publicly Released: Oct 4, 2006.
Minority Banks: Regulators Need to Better Assess Effectiveness of Support Efforts
GAO-07-6: Published: Oct 4, 2006. Publicly Released: Oct 4, 2006.