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Regulatory agencies (41 - 50 of 188 items) in Custom Date Range

Risk-Based Capital

Bank Regulators Need to Improve Transparency and Overcome Impediments to Finalizing the Proposed Basel II Framework
GAO-07-253, Feb 15, 2007

Bank Secrecy Act

FinCEN and IRS Need to Improve and Better Coordinate Compliance and Data Management Efforts
GAO-07-212, Dec 15, 2006

Corporate Governance

NCUA's Controls and Related Procedures for Board Independence and Objectivity Are Similar to Other Financial Regulators, but Opportunities Exist to Enhance Its Governance Structure
GAO-07-72R, Nov 30, 2006

Minority Banks

Regulators Need to Better Assess Effectiveness of Support Efforts
GAO-07-6, Oct 4, 2006

Minority Banks

GAO Survey of Minority Banks, an E-supplement to GAO-07-6
GAO-07-7SP, Oct 4, 2006

Industrial Loan Corporations

Recent Asset Growth and Commercial Interest Highlight Differences in Regulatory Authority
GAO-06-961T, Jul 12, 2006

OCC Consumer Assistance

Process Is Similar to That of Other Regulators but Could Be Improved by Enhanced Outreach
GAO-06-293, Feb 23, 2006

Mutual Fund Industry

SEC's Revised Examination Approach Offers Potential Benefits, but Significant Oversight Challenges Remain
GAO-05-415, Aug 17, 2005

Public Utility Holding Company Act

Opportunities to Strengthen SEC's Administration of the Act
GAO-05-617, Jul 8, 2005

SEC Mutual Fund Oversight

Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T, Jun 7, 2005

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