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Securities regulation (21 - 30 of 41 items)

Expenditures and Revenues of State Securities Regulatory Agencies
http://www.gao.gov/products/GGD-00-189R

GGD-00-189R: Published: Aug 15, 2000. Publicly Released: Sep 13, 2000.
Securities Operations: Day Trading Requires Continued Oversight
http://www.gao.gov/products/GGD-00-61

GGD-00-61: Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.
Results Act: Observations on CFTC's Strategic Plan
http://www.gao.gov/products/T-GGD-98-17

T-GGD-98-17: Published: Oct 22, 1997. Publicly Released: Oct 22, 1997.