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Securities (21 - 30 of 44 items)

Auditing and Financial Management

Expenditures and Revenues of State Securities Regulatory Agencies
GGD-00-189R, Aug 15, 2000

Securities Operations

Day Trading Requires Continued Oversight
GGD-00-61, Feb 24, 2000

Long-Term Capital Management

Regulators Need to Focus Greater Attention on Systemic Risk
GGD-00-3, Oct 29, 1999

Financial Services Institutions

Information for Assessing the Government's Potential Financial Exposure
GGD-98-125, Jun 15, 1998

Financial Regulation

Bank Modernization Legislation
T-OCE/GGD-97-103, May 7, 1997

Banks' Securities Activities

Oversight Differs Depending on Activity and Regulator
GGD-95-214, Sep 21, 1995

Financial Markets and Institutions

Limited Partnership Rollups
GGD-95-180R, Aug 3, 1995

Financial Derivatives

Actions Needed to Protect the Financial System
T-GGD-94-170, Jun 23, 1994

Securities and Exchange Commission

Delays in Processing Time-Sensitive Stock Filings
GGD-93-130, Aug 18, 1993

Securities Firms

Assessing the Need to Regulate Additional Financial Activities
GGD-92-70, Apr 21, 1992
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