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Securities (21 - 30 of 43 items)

Securities Operations:

Day Trading Requires Continued Oversight
GGD-00-61:
Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.

Long-Term Capital Management:

Regulators Need to Focus Greater Attention on Systemic Risk
GGD-00-3:
Published: Oct 29, 1999. Publicly Released: Nov 19, 1999.

Financial Services Institutions:

Information for Assessing the Government's Potential Financial Exposure
GGD-98-125:
Published: Jun 15, 1998. Publicly Released: Jul 15, 1998.

Financial Regulation:

Bank Modernization Legislation
T-OCE/GGD-97-103:
Published: May 7, 1997. Publicly Released: May 7, 1997.

Banks' Securities Activities:

Oversight Differs Depending on Activity and Regulator
GGD-95-214:
Published: Sep 21, 1995. Publicly Released: Sep 26, 1995.

Financial Markets and Institutions:

Limited Partnership Rollups
GGD-95-180R:
Published: Aug 3, 1995. Publicly Released: Aug 3, 1995.

Financial Derivatives:

Actions Needed to Protect the Financial System
T-GGD-94-170:
Published: Jun 23, 1994. Publicly Released: Jun 23, 1994.

Securities and Exchange Commission:

Delays in Processing Time-Sensitive Stock Filings
GGD-93-130:
Published: Aug 18, 1993. Publicly Released: Aug 18, 1993.

Securities Firms:

Assessing the Need to Regulate Additional Financial Activities
GGD-92-70:
Published: Apr 21, 1992. Publicly Released: Apr 21, 1992.

Depository Institutions:

Contracting Practices With Data Processing Servicers
GGD-92-19:
Published: Feb 5, 1992. Publicly Released: Feb 5, 1992.