Internal controls (21 - 30 of 51 items)
Mutual Fund Trading Abuses: Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
GAO-05-313: Published: Apr 20, 2005. Publicly Released: Apr 22, 2005.
Corporate Credit Unions: Competitive Environment May Stress Financial Condition, Posing Challenges for NCUA Oversight
GAO-04-977: Published: Sep 10, 2004. Publicly Released: Oct 12, 2004.
Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R: Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.
Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R: Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.
Government-Sponsored Enterprises: Creation of a Single Housing GSE Regulator
T-GGD-00-200: Published: Sep 12, 2000. Publicly Released: Sep 12, 2000.
Securities Operations: Day Trading Requires Continued Oversight
GGD-00-61: Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.
Risk-Focused Bank Examinations: Regulators of Large Banking Organizations Face Challenges
GGD-00-48: Published: Jan 24, 2000. Publicly Released: Jan 24, 2000.
Results Act: Observations on CFTC's Annual Performance Plan
T-GGD-99-10: Published: Oct 8, 1998. Publicly Released: Oct 8, 1998.
Post-Hearing Questions on the Federal Deposit Insurance Corporation's Year 2000 (Y2K) Preparedness
AIMD-98-108R: Published: Mar 18, 1998. Publicly Released: Mar 18, 1998.
Year 2000 Computing Crisis: Federal Deposit Insurance Corporation's Efforts to Ensure Bank Systems Are Year 2000 Compliant
T-AIMD-98-73: Published: Feb 10, 1998. Publicly Released: Feb 10, 1998.