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Banking (1 - 10 of 38 items)

Community Banks and Credit Unions

Impact of the Dodd-Frank Act Depends Largely on Future Rule Makings
GAO-12-881, Sep 13, 2012

Proprietary Trading

Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented
GAO-11-529, Jul 13, 2011

Bank Regulation

Modified Prompt Corrective Action Framework Would Improve Effectiveness
GAO-11-612, Jun 23, 2011

Bank Secrecy Act

Federal Agencies Should Take Action to Further Improve Coordination and Information-Sharing Efforts
GAO-09-227, Feb 12, 2009

Risk-Based Capital

Bank Regulators Need to Improve Transparency and Overcome Impediments to Finalizing the Proposed Basel II Framework
GAO-07-253, Feb 15, 2007

Minority Banks

Regulators Need to Better Assess Effectiveness of Support Efforts
GAO-07-6, Oct 4, 2006

Minority Banks

GAO Survey of Minority Banks, an E-supplement to GAO-07-6
GAO-07-7SP, Oct 4, 2006

OCC Consumer Assistance

Process Is Similar to That of Other Regulators but Could Be Improved by Enhanced Outreach
GAO-06-293, Feb 23, 2006

Bank Tying

Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
GAO-04-3, Oct 10, 2003

SEC and CFTC

Most Fines Collected, but Improvements Needed in the Use of Treasury's Collection Service
GAO-01-900, Jul 13, 2001