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Regulatory agencies (51 - 60 of 190 items)

Public Utility Holding Company Act:

Opportunities to Strengthen SEC's Administration of the Act
GAO-05-617:
Published: Jul 8, 2005. Publicly Released: Aug 9, 2005.

SEC Mutual Fund Oversight:

Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T:
Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.

Mutual Fund Trading Abuses:

Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
GAO-05-313:
Published: Apr 20, 2005. Publicly Released: Apr 22, 2005.

Housing Government-Sponsored Enterprises:

A New Oversight Structure Is Needed
GAO-05-576T:
Published: Apr 21, 2005. Publicly Released: Apr 21, 2005.

Corporate Credit Unions:

Competitive Environment May Stress Financial Condition, Posing Challenges for NCUA Oversight
GAO-04-977:
Published: Sep 10, 2004. Publicly Released: Oct 12, 2004.

Financial Markets and Institutions:

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R:
Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.

Financial Markets and Institutions:

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R:
Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.

Credit Unions:

Bank Tying:

Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
GAO-04-3:
Published: Oct 10, 2003. Publicly Released: Oct 20, 2003.

Securities Exchange Act:

Review of Reporting Under Section 10A
GAO-03-982R:
Published: Sep 3, 2003. Publicly Released: Oct 6, 2003.