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Regulatory agencies (51 - 60 of 188 items)

Mutual Fund Trading Abuses

Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
GAO-05-313, Apr 20, 2005

Housing Government-Sponsored Enterprises

A New Oversight Structure Is Needed
GAO-05-576T, Apr 21, 2005

Corporate Credit Unions

Competitive Environment May Stress Financial Condition, Posing Challenges for NCUA Oversight
GAO-04-977, Sep 10, 2004

Financial Markets and Institutions

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R, Jul 9, 2004

Financial Markets and Institutions

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R, Jun 29, 2004

Credit Unions

Financial Condition Has Improved, but Opportunities Exist to Enhance Oversight and Share Insurance Management
GAO-04-91, Oct 27, 2003

Bank Tying

Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
GAO-04-3, Oct 10, 2003

Securities Exchange Act

Review of Reporting Under Section 10A
GAO-03-982R, Sep 3, 2003

Financial Regulation

Review of Selected Operations of the Federal Housing Finance Board
GAO-03-364, Feb 28, 2003

SEC Operations

Implications of Alternative Funding Structures
GAO-02-864, Jul 16, 2002
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