Reports and Testimonies - Browse by topic

Browse By:
Sort by Results per page Search within "Regulatory agencies"

Regulatory agencies (51 - 60 of 192 items)

OCC Consumer Assistance:

Process Is Similar to That of Other Regulators but Could Be Improved by Enhanced Outreach
Published: Feb 23, 2006. Publicly Released: Mar 27, 2006.

Mutual Fund Industry:

SEC's Revised Examination Approach Offers Potential Benefits, but Significant Oversight Challenges Remain
Published: Aug 17, 2005. Publicly Released: Sep 19, 2005.

Public Utility Holding Company Act:

Opportunities to Strengthen SEC's Administration of the Act
Published: Jul 8, 2005. Publicly Released: Aug 9, 2005.

SEC Mutual Fund Oversight:

Positive Actions Are Being Taken, but Regulatory Challenges Remain
Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.

Mutual Fund Trading Abuses:

Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
Published: Apr 20, 2005. Publicly Released: Apr 22, 2005.

Housing Government-Sponsored Enterprises:

A New Oversight Structure Is Needed
Published: Apr 21, 2005. Publicly Released: Apr 21, 2005.

Corporate Credit Unions:

Competitive Environment May Stress Financial Condition, Posing Challenges for NCUA Oversight
Published: Sep 10, 2004. Publicly Released: Oct 12, 2004.

Financial Markets and Institutions:

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.

Financial Markets and Institutions:

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.

Credit Unions: