Regulatory agencies (51 - 60 of 197 items)
Bank Secrecy Act: FinCEN and IRS Need to Improve and Better Coordinate Compliance and Data Management Efforts
GAO-07-212: Published: Dec 15, 2006. Publicly Released: Dec 15, 2006.
Corporate Governance: NCUA's Controls and Related Procedures for Board Independence and Objectivity Are Similar to Other Financial Regulators, but Opportunities Exist to Enhance Its Governance Structure
GAO-07-72R: Published: Nov 30, 2006. Publicly Released: Dec 1, 2006.
Minority Banks: GAO Survey of Minority Banks, an E-supplement to GAO-07-6
GAO-07-7SP: Published: Oct 4, 2006. Publicly Released: Oct 4, 2006.
Minority Banks: Regulators Need to Better Assess Effectiveness of Support Efforts
GAO-07-6: Published: Oct 4, 2006. Publicly Released: Oct 4, 2006.
Industrial Loan Corporations: Recent Asset Growth and Commercial Interest Highlight Differences in Regulatory Authority
GAO-06-961T: Published: Jul 12, 2006. Publicly Released: Jul 12, 2006.
OCC Consumer Assistance: Process Is Similar to That of Other Regulators but Could Be Improved by Enhanced Outreach
GAO-06-293: Published: Feb 23, 2006. Publicly Released: Mar 27, 2006.
Mutual Fund Industry: SEC's Revised Examination Approach Offers Potential Benefits, but Significant Oversight Challenges Remain
GAO-05-415: Published: Aug 17, 2005. Publicly Released: Sep 19, 2005.
Public Utility Holding Company Act: Opportunities to Strengthen SEC's Administration of the Act
GAO-05-617: Published: Jul 8, 2005. Publicly Released: Aug 9, 2005.
SEC Mutual Fund Oversight: Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T: Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.
Mutual Fund Trading Abuses: Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
GAO-05-313: Published: Apr 20, 2005. Publicly Released: Apr 22, 2005.