Reports and Testimonies - Browse by topic

Browse By:
 
Sort by Results per page Search within "Regulatory agencies"

Regulatory agencies (11 - 20 of 190 items)

Proprietary Trading:

Person-To-Person Lending:

New Regulatory Challenges Could Emerge as the Industry Grows
GAO-11-613:
Published: Jul 7, 2011. Publicly Released: Jul 7, 2011.

Bank Regulation:

Modified Prompt Corrective Action Framework Would Improve Effectiveness
GAO-11-612:
Published: Jun 23, 2011. Publicly Released: Jun 23, 2011.

Mortgage Foreclosures:

Documentation Problems Reveal Need for Ongoing Regulatory Oversight
GAO-11-649T:
Published: May 12, 2011. Publicly Released: May 12, 2011.

Credit Cards:

Securities and Exchange Commission:

Action Needed to Improve Rating Agency Registration Program and Performance-Related Disclosures
GAO-10-782:
Published: Sep 22, 2010. Publicly Released: Sep 22, 2010.

Defined Benefit Pension Plans:

Plans Face Valuation and Other Challenges When Investing in Hedge Funds and Private Equity
GAO-10-915T:
Published: Jul 20, 2010. Publicly Released: Jul 20, 2010.

Bank Secrecy Act:

FinCEN Needs to Further Develop Its Form Revision Process for Suspicious Activity Reports
GAO-10-609T:
Published: Apr 28, 2010. Publicly Released: Apr 28, 2010.

Financial Regulation:

Financial Regulation:

Recent Crisis Reaffirms the Need to Overhaul the U.S. Regulatory System
GAO-09-1049T:
Published: Sep 29, 2009. Publicly Released: Sep 29, 2009.