Regulatory agencies (51 - 60 of 193 items)
Industrial Loan Corporations: Recent Asset Growth and Commercial Interest Highlight Differences in Regulatory Authority
GAO-06-961T: Published: Jul 12, 2006. Publicly Released: Jul 12, 2006.
OCC Consumer Assistance: Process Is Similar to That of Other Regulators but Could Be Improved by Enhanced Outreach
GAO-06-293: Published: Feb 23, 2006. Publicly Released: Mar 27, 2006.
Mutual Fund Industry: SEC's Revised Examination Approach Offers Potential Benefits, but Significant Oversight Challenges Remain
GAO-05-415: Published: Aug 17, 2005. Publicly Released: Sep 19, 2005.
Public Utility Holding Company Act: Opportunities to Strengthen SEC's Administration of the Act
GAO-05-617: Published: Jul 8, 2005. Publicly Released: Aug 9, 2005.
SEC Mutual Fund Oversight: Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T: Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.
Mutual Fund Trading Abuses: Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
GAO-05-313: Published: Apr 20, 2005. Publicly Released: Apr 22, 2005.
Housing Government-Sponsored Enterprises: A New Oversight Structure Is Needed
GAO-05-576T: Published: Apr 21, 2005. Publicly Released: Apr 21, 2005.
Corporate Credit Unions: Competitive Environment May Stress Financial Condition, Posing Challenges for NCUA Oversight
GAO-04-977: Published: Sep 10, 2004. Publicly Released: Oct 12, 2004.
Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R: Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.
Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R: Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.