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Securities (21 - 30 of 70 items)

Private Equity:

Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
GAO-08-885:
Published: Sep 9, 2008. Publicly Released: Oct 7, 2008.

Securities and Exchange Commission:

Opportunities Exist to Improve Oversight of Self-Regulatory Organizations
GAO-08-33:
Published: Nov 15, 2007. Publicly Released: Dec 17, 2007.

Securities and Exchange Commission:

Securities and Exchange Commission:

Steps Being Taken to Make Examination Program More Risk-Based and Transparent
GAO-07-1053:
Published: Aug 14, 2007. Publicly Released: Sep 12, 2007.

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2006 and 2005 Financial Statements
GAO-07-371:
Published: Feb 13, 2007. Publicly Released: Feb 13, 2007.

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2005 and 2004 Financial Statements
GAO-06-146:
Published: Mar 2, 2006. Publicly Released: Mar 2, 2006.

SEC Mutual Fund Oversight:

Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T:
Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2004 and 2003 Financial Statements
GAO-05-281:
Published: Feb 11, 2005. Publicly Released: Feb 11, 2005.

Financial Markets and Institutions:

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R:
Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.

Financial Markets and Institutions:

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R:
Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.