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Securities (11 - 20 of 70 items)

Troubled Asset Relief Program:

One Year Later, Actions Are Needed to Address Remaining Transparency and Accountability Challenges
GAO-10-16:
Published: Oct 8, 2009. Publicly Released: Oct 8, 2009.

Troubled Asset Relief Program:

Regulation SHO:

Recent Actions Appear to Have Initially Reduced Failures to Deliver, but More Industry Guidance Is Needed
GAO-09-483:
Published: May 12, 2009. Publicly Released: Jun 3, 2009.

Securities and Exchange Commission:

Securities and Exchange Commission:

Management Report:

Improvements Needed in SEC's Internal Controls and Accounting Procedures
GAO-09-376R:
Published: Apr 2, 2009. Publicly Released: Apr 2, 2009.

Securities and Exchange Commission:

Oversight of U.S. Equities Market Clearing Agencies
GAO-09-318R:
Published: Feb 26, 2009. Publicly Released: Mar 26, 2009.

Private Pensions:

Conflicts of Interest Can Affect Defined Benefit and Defined Contribution Plans
GAO-09-503T:
Published: Mar 24, 2009. Publicly Released: Mar 24, 2009.

Troubled Asset Relief Program:

Status of Efforts to Address Transparency and Accountability Issues
GAO-09-484T:
Published: Mar 19, 2009. Publicly Released: Mar 19, 2009.

Information Security:

Securities and Exchange Commission Needs to Consistently Implement Effective Controls
GAO-09-203:
Published: Mar 16, 2009. Publicly Released: Mar 16, 2009.