Securities (21 - 30 of 71 items)
Information Security: Securities and Exchange Commission Needs to Consistently Implement Effective Controls
GAO-09-203: Published: Mar 16, 2009. Publicly Released: Mar 16, 2009.
Private Equity: Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
GAO-08-885: Published: Sep 9, 2008. Publicly Released: Oct 7, 2008.
Securities and Exchange Commission: Opportunities Exist to Improve Oversight of Self-Regulatory Organizations
GAO-08-33: Published: Nov 15, 2007. Publicly Released: Dec 17, 2007.
Securities and Exchange Commission: Additional Actions Needed to Ensure Planned Improvements Address Limitations in Enforcement Division Operations
GAO-07-830: Published: Aug 15, 2007. Publicly Released: Sep 17, 2007.
Securities and Exchange Commission: Steps Being Taken to Make Examination Program More Risk-Based and Transparent
GAO-07-1053: Published: Aug 14, 2007. Publicly Released: Sep 12, 2007.
Financial Audit: Federal Deposit Insurance Corporation Funds' 2006 and 2005 Financial Statements
GAO-07-371: Published: Feb 13, 2007. Publicly Released: Feb 13, 2007.
Financial Audit: Federal Deposit Insurance Corporation Funds' 2005 and 2004 Financial Statements
GAO-06-146: Published: Mar 2, 2006. Publicly Released: Mar 2, 2006.
SEC Mutual Fund Oversight: Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T: Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.
Financial Audit: Federal Deposit Insurance Corporation Funds' 2004 and 2003 Financial Statements
GAO-05-281: Published: Feb 11, 2005. Publicly Released: Feb 11, 2005.
Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R: Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.