Risk management (21 - 30 of 69 items)
Information Security: Securities and Exchange Commission Needs to Consistently Implement Effective Controls
GAO-09-203: Published: Mar 16, 2009. Publicly Released: Mar 16, 2009.
Private Equity: Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
GAO-08-885: Published: Sep 9, 2008. Publicly Released: Oct 7, 2008.
Federal Reserve Banks: Areas for Improvement in Information Security Controls
GAO-08-836R: Published: Jun 16, 2008. Publicly Released: Jun 16, 2008.
Information Security: FDIC Sustains Progress but Needs to Improve Configuration Management of Key Financial Systems
GAO-08-564: Published: May 30, 2008. Publicly Released: May 30, 2008.
Hedge Funds: Regulators and Market Participants Are Taking Steps to Strengthen Market Discipline, but Continued Attention Is Needed
GAO-08-200: Published: Jan 24, 2008. Publicly Released: Feb 25, 2008.
Information Security: Federal Deposit Insurance Corporation Needs to Sustain Progress Improving Its Program
GAO-07-351: Published: May 18, 2007. Publicly Released: May 18, 2007.
Risk-Based Capital: Bank Regulators Need to Improve Transparency and Overcome Impediments to Finalizing the Proposed Basel II Framework
GAO-07-253: Published: Feb 15, 2007. Publicly Released: Feb 15, 2007.
Bank Secrecy Act: Opportunities Exist for FinCEN and the Banking Regulators to Further Strengthen the Framework for Consistent BSA Oversight
GAO-06-386: Published: Apr 28, 2006. Publicly Released: May 30, 2006.
SEC Mutual Fund Oversight: Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T: Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.
Information Security: Federal Deposit Insurance Corporation Needs to Sustain Progress
GAO-05-486: Published: May 19, 2005. Publicly Released: May 19, 2005.