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Risk management (11 - 20 of 61 items)

Financial Audit

Federal Deposit Insurance Corporation Funds' 2008 and 2007 Financial Statements
GAO-09-535, May 28, 2009

Securities and Exchange Commission

Oversight of U.S. Equities Market Clearing Agencies
GAO-09-318R, Feb 26, 2009

Financial Regulation

Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Financial Institutions
GAO-09-499T, Mar 19, 2009

Private Equity

Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
GAO-08-885, Sep 9, 2008

Federal Reserve Banks

Areas for Improvement in Information Security Controls
GAO-08-836R, Jun 16, 2008

Information Security

FDIC Sustains Progress but Needs to Improve Configuration Management of Key Financial Systems
GAO-08-564, May 30, 2008

Hedge Funds

Regulators and Market Participants Are Taking Steps to Strengthen Market Discipline, but Continued Attention Is Needed
GAO-08-200, Jan 24, 2008

Information Security

Federal Deposit Insurance Corporation Needs to Sustain Progress Improving Its Program
GAO-07-351, May 18, 2007

Risk-Based Capital

Bank Regulators Need to Improve Transparency and Overcome Impediments to Finalizing the Proposed Basel II Framework
GAO-07-253, Feb 15, 2007

Bank Secrecy Act

Opportunities Exist for FinCEN and the Banking Regulators to Further Strengthen the Framework for Consistent BSA Oversight
GAO-06-386, Apr 28, 2006

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