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Internal controls (121 - 130 of 363 items)

SEC and CFTC Penalties:

Continued Progress Made in Collection Efforts, but Greater SEC Management Attention Is Needed
GAO-05-670:
Published: Aug 31, 2005. Publicly Released: Oct 3, 2005.

Management Report:

Opportunities for Improvements in SEC's Internal Controls and Accounting Procedures
GAO-05-693R:
Published: Aug 12, 2005. Publicly Released: Aug 12, 2005.

Public Utility Holding Company Act:

Opportunities to Strengthen SEC's Administration of the Act
GAO-05-617:
Published: Jul 8, 2005. Publicly Released: Aug 9, 2005.

Information Security:

Management Report:

Opportunities for Improvements in FDIC's Internal Controls and Accounting Procedures
GAO-05-553R:
Published: Jun 10, 2005. Publicly Released: Jun 10, 2005.

SEC Mutual Fund Oversight:

Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T:
Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.

Information Security:

Federal Deposit Insurance Corporation Needs to Sustain Progress
GAO-05-486:
Published: May 19, 2005. Publicly Released: May 19, 2005.

Mutual Fund Trading Abuses:

Lessons Can Be Learned from SEC Not Having Detected Violations at an Earlier Stage
GAO-05-313:
Published: Apr 20, 2005. Publicly Released: Apr 22, 2005.

Information Security:

Internal Revenue Service Needs to Remedy Serious Weaknesses over Taxpayer and Bank Secrecy Act Data
GAO-05-482:
Published: Apr 15, 2005. Publicly Released: Apr 15, 2005.

Federal Home Loan Bank System:

An Overview of Changes and Current Issues Affecting the System
GAO-05-489T:
Published: Apr 13, 2005. Publicly Released: Apr 13, 2005.