Reports and Testimonies - Browse by topic
Internal controls (51 - 60 of 115 items)
Securities and Exchange Commission:
Opportunities Exist to Improve Oversight of Self-Regulatory Organizations
Published: Nov 15, 2007. Publicly Released: Dec 17, 2007.
Industry Trends Continue to Challenge the Federal Regulatory Structure
Published: Oct 12, 2007. Publicly Released: Oct 12, 2007.
Opportunities to Enhance Independence and Accountability
Published: Jul 11, 2007. Publicly Released: Jul 11, 2007.
GAO Mission and Operations:
Performance and Accountability Highlights Fiscal Year 2006
Published: Jan 30, 2007. Publicly Released: Jan 30, 2007.
Bank Secrecy Act:
FinCEN and IRS Need to Improve and Better Coordinate Compliance and Data Management Efforts
Published: Dec 15, 2006. Publicly Released: Dec 15, 2006.
Federal Reserve Needs to Address Treasury Auction Systems
Published: Aug 30, 2006. Publicly Released: Aug 30, 2006.
SEC and CFTC Penalties:
Continued Progress Made in Collection Efforts, but Greater SEC Management Attention Is Needed
Published: Aug 31, 2005. Publicly Released: Oct 3, 2005.
Opportunities for Improvements in SEC's Internal Controls and Accounting Procedures
Published: Aug 12, 2005. Publicly Released: Aug 12, 2005.
21st Century Challenges:
Reexamining the Base of the Federal Government
Published: Feb 1, 2005. Publicly Released: Feb 1, 2005.
Corporate Credit Unions:
Competitive Environment May Stress Financial Condition, Posing Challenges for NCUA Oversight
Published: Sep 10, 2004. Publicly Released: Oct 12, 2004.