Internal controls (51 - 60 of 117 items)
Hedge Funds: Regulators and Market Participants Are Taking Steps to Strengthen Market Discipline, but Continued Attention Is Needed
GAO-08-200: Published: Jan 24, 2008. Publicly Released: Feb 25, 2008.
Financial Audit: Federal Deposit Insurance Corporation Funds' 2007 and 2006 Financial Statements
GAO-08-416: Published: Feb 11, 2008. Publicly Released: Feb 11, 2008.
Securities and Exchange Commission: Opportunities Exist to Improve Oversight of Self-Regulatory Organizations
GAO-08-33: Published: Nov 15, 2007. Publicly Released: Dec 17, 2007.
Financial Regulation: Industry Trends Continue to Challenge the Federal Regulatory Structure
GAO-08-32: Published: Oct 12, 2007. Publicly Released: Oct 12, 2007.
Inspectors General: Opportunities to Enhance Independence and Accountability
GAO-07-1089T: Published: Jul 11, 2007. Publicly Released: Jul 11, 2007.
Performance and Accountability Highlights Fiscal Year 2006
GAO-07-3SP: Published: Jan 30, 2007. Publicly Released: Jan 30, 2007.
Bank Secrecy Act: FinCEN and IRS Need to Improve and Better Coordinate Compliance and Data Management Efforts
GAO-07-212: Published: Dec 15, 2006. Publicly Released: Dec 15, 2006.
Information Security: Federal Reserve Needs to Address Treasury Auction Systems
GAO-06-659: Published: Aug 30, 2006. Publicly Released: Aug 30, 2006.
SEC and CFTC Penalties: Continued Progress Made in Collection Efforts, but Greater SEC Management Attention Is Needed
GAO-05-670: Published: Aug 31, 2005. Publicly Released: Oct 3, 2005.
Management Report: Opportunities for Improvements in SEC's Internal Controls and Accounting Procedures
GAO-05-693R: Published: Aug 12, 2005. Publicly Released: Aug 12, 2005.