Financial instruments (1 - 6 of 6 items) in Past Year
Financial Audit: Securities and Exchange Commission's Fiscal Years 2014 and 2013 Financial Statements
GAO-15-166R: Published: Nov 17, 2014. Publicly Released: Nov 17, 2014.
Consumer Financial Protection Bureau: Opportunity Exists to Improve Transparency of Civil Penalty Fund Activities
GAO-14-551: Published: Jun 26, 2014. Publicly Released: Jul 28, 2014.
Virtual Currencies: Emerging Regulatory, Law Enforcement, and Consumer Protection Challenges
GAO-14-496: Published: May 29, 2014. Publicly Released: Jun 26, 2014.
Management Report: Improvements Needed in SEC's Internal Controls and Accounting Procedures
GAO-14-416R: Published: May 12, 2014. Publicly Released: May 12, 2014.
Information Security: SEC Needs to Improve Controls over Financial Systems and Data
GAO-14-419: Published: Apr 17, 2014. Publicly Released: Apr 17, 2014.
Financial Audit: Securities and Exchange Commission's Fiscal Years 2013 and 2012 Financial Statements [Reissued on December 23, 2013]
GAO-14-213R: Published: Dec 16, 2013. Publicly Released: Dec 16, 2013.