Securities regulation (71 - 78 of 78 items)
U.S. Government Securities: Dealer Views on Market Operations and Federal Reserve Oversight
GGD-86-147FS: Published: Sep 29, 1986. Publicly Released: Sep 29, 1986.
Securities Regulation: SEC Enforcement Efforts in 1978 and 1985
GGD-86-97FS: Published: Jul 16, 1986. Publicly Released: Aug 20, 1986.
Securities and Exchange Commission's Oversight of Securities Industry Self-Regulatory Organizations
129236: Mar 5, 1986
Regulation of the U.S. Government Securities Market
127376: Jul 9, 1985
Survey of the Federal Reserve System's Supervision of the Treasury Securities Market
127523: May 1, 1985
SEC's Efforts To Find Lost and Stolen Securities
GGD-84-42: Published: May 18, 1984. Publicly Released: May 18, 1984.
Changes in the Financial Services Industry and Their Impact on Federal Regulation
121656: Jun 16, 1983
Improvements Needed in the Securities and Exchange Commission's Efforts To Establish a National Securities Market
FGMSD-79-59: Published: Sep 19, 1979. Publicly Released: Sep 19, 1979.