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Securities regulation (71 - 77 of 77 items)

Securities Regulation

SEC Enforcement Efforts in 1978 and 1985
GGD-86-97FS, Jul 16, 1986

Business Regulation and Consumer Protection

Securities and Exchange Commission's Oversight of Securities Industry Self-Regulatory Organizations
Mar 5, 1986

Financial Markets and Institutions

Regulation of the U.S. Government Securities Market
Jul 9, 1985

Financial Markets and Institutions

Survey of the Federal Reserve System's Supervision of the Treasury Securities Market
May 1, 1985

Financial Markets and Institutions

SEC's Efforts To Find Lost and Stolen Securities
GGD-84-42, May 18, 1984

Financial Markets and Institutions

Changes in the Financial Services Industry and Their Impact on Federal Regulation
Jun 16, 1983

Financial Markets and Institutions

Improvements Needed in the Securities and Exchange Commission's Efforts To Establish a National Securities Market
FGMSD-79-59, Sep 19, 1979
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