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Securities regulation (21 - 30 of 77 items)

Financial Regulatory Coordination

The Role and Functioning of the President's Working Group
GGD-00-46, Jan 21, 2000

Long-Term Capital Management

Regulators Need to Focus Greater Attention on Systemic Risk
GGD-00-3, Oct 29, 1999

Securities Market Operations

The Effects of SOES on the Nasdaq Market
GGD-98-194, Aug 31, 1998

CFTC Enforcement

Actions Taken to Strengthen the Division of Enforcement
GGD-98-193, Aug 28, 1998

SEC

Interpretation of Section 206(3) of the Investment Advisors Act of 1940
OGC-98-65, Aug 5, 1998

Financial Institutions and Markets Issue Area

Active Assignments
AA-98-6(3), Aug 1, 1998

Financial Institutions and Markets Issue Area

Active Assignments
AA-98-6(2), May 1, 1998

Financial Institutions and Markets Issue Area

Active Assignments
AA-98-6(1), Feb 1, 1998

SEC

Technical Revisions to the Rules and Forms Regulating Money Market Funds
OGC-98-20, Dec 18, 1997

Financial Institutions and Markets Issue Area

Active Assignments
AA-97-6(3), Sep 1, 1997
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