Reports and Testimonies - Browse by topic

Browse By:
 
Sort by Results per page Search within "Securities"

Securities (21 - 30 of 97 items)

Financial Regulation:

A Framework for Crafting and Assessing Proposals to Modernize the Outdated U.S. Financial Regulatory System
GAO-09-310T:
Published: Jan 14, 2009. Publicly Released: Jan 14, 2009.

Financial Regulation:

Private Equity:

Recent Growth in Leveraged Buyouts Exposed Risks That Warrant Continued Attention
GAO-08-885:
Published: Sep 9, 2008. Publicly Released: Oct 7, 2008.

Sovereign Wealth Funds:

Publicly Available Data on Sizes and Investments for Some Funds Are Limited
GAO-08-946:
Published: Sep 9, 2008. Publicly Released: Oct 6, 2008.

Securities and Exchange Commission:

Financial Markets and Institutions:

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R:
Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.

SEC Operations:

Implications of Alternative Funding Structures
GAO-02-864:
Published: Jul 16, 2002. Publicly Released: Jul 16, 2002.

Securities Regulation:

Improvements Needed in the Amex Listing Program
GAO-02-18:
Published: Nov 27, 2001. Publicly Released: Dec 20, 2001.

Securities Investor Protection:

Steps Needed to Better Disclose SIPC Policies to Investors
GAO-01-653:
Published: May 25, 2001. Publicly Released: Jun 21, 2001.

Financial Regulatory Coordination:

The Role and Functioning of the President's Working Group
GGD-00-46:
Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.