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Financial Markets and Institutions (31 - 40 of 1,362 items)

Financial Crime:

Foreclosure Rescue Schemes Have Become More Complex, and Efforts to Combat Them Continue
GAO-14-17:
Published: Oct 29, 2013. Publicly Released: Oct 29, 2013.

Troubled Asset Relief Program:

GAO's Oversight of the Troubled Asset Relief Program Activities
GAO-13-840R:
Published: Sep 6, 2013. Publicly Released: Sep 6, 2013.

Insurance Markets:

Impacts of and Regulatory Response to the 2007-2009 Financial Crisis
GAO-13-583:
Published: Jun 27, 2013. Publicly Released: Jul 29, 2013.

Securities and Exchange Commission:

Improving Personnel Management Is Critical for Agency's Effectiveness
GAO-13-621:
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.

Securities and Exchange Commission:

Alternative Criteria for Qualifying As An Accredited Investor Should Be Considered
GAO-13-640:
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.

SEC Conflict Minerals Rule:

Information on Responsible Sourcing and Companies Affected
GAO-13-689:
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.

Financial Company Bankruptcies:

Need to Further Consider Proposals' Impact on Systemic Risk
GAO-13-622:
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.

Investment Advisers:

Requirements and Costs Associated with the Custody Rule
GAO-13-569:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.

Troubled Asset Relief Program:

Treasury's Use of Auctions to Exit the Capital Purchase Program
GAO-13-630:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.

Internal Controls:

SEC Should Consider Requiring Companies to Disclose Whether They Obtained an Auditor Attestation
GAO-13-582:
Published: Jul 3, 2013. Publicly Released: Jul 3, 2013.