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Financial Markets and Institutions (1 - 10 of 1,385 items)
Securities Regulation: SEC Can Further Enhance Its Oversight Program of FINRA
GAO-15-376: Published: Apr 30, 2015. Publicly Released: Apr 30, 2015.
Export-Import Bank: Status of Actions to Address GAO Recommendations since the Bank's 2012 Reauthorization
GAO-15-557T: Published: Apr 15, 2015. Publicly Released: Apr 15, 2015.
Management Report: Areas for Improvement in the Federal Reserve Banks' Information Systems Controls
GAO-15-413R: Published: Apr 6, 2015. Publicly Released: Apr 6, 2015.
Financial Company Bankruptcies: Information on Legislative Proposals and International Coordination
GAO-15-299: Published: Mar 19, 2015. Publicly Released: Mar 19, 2015.
Troubled Asset Relief Program: Winding Down the Capital Purchase Program
GAO-15-367R: Published: Mar 6, 2015. Publicly Released: Mar 6, 2015.
Financial Audit: Federal Deposit Insurance Corporation Funds' 2014 and 2013 Financial Statements
GAO-15-289: Published: Feb 12, 2015. Publicly Released: Feb 12, 2015.
Troubled Asset Relief Program: Treasury Continues to Wind down Most Programs, but Housing Programs Remain Active
GAO-15-197: Published: Jan 6, 2015. Publicly Released: Jan 6, 2015.
Dodd-Frank Regulations: Regulators' Analytical and Coordination Efforts [Reissued on December 18, 2014]
GAO-15-81: Published: Dec 18, 2014. Publicly Released: Dec 18, 2014.
Bank Capital Reforms: Initial Effects of Basel III on Capital, Credit, and International Competitiveness
GAO-15-67: Published: Nov 20, 2014. Publicly Released: Nov 20, 2014.
Financial Stability Oversight Council: Further Actions Could Improve the Nonbank Designation Process
GAO-15-51: Published: Nov 20, 2014. Publicly Released: Nov 20, 2014.