Patient-Centered Outcomes Research Institute (PCORI) Governing Board Conflicts of Interest Information

Section 6301(f)(2) of the Patient Protection and Affordable Care Act (PPACA) requires the Comptroller General “to consider and disclose any conflicts of interest” in appointing the Board of Governors on GAO’s Web site.

Section 6301(a)(3) of PPACA defines “conflict of interest” as: “[A]n association, including a financial or personal association, that have the potential to bias or have the appearance of biasing an individual’s decision in matters related to the Institute or the conduct of activities under this section.”

Below are the associations of the Board of Governors that upon appointment by the Comptroller General, fit within PPACA's definition of a “conflict of interest”.

Notes:

    • Personal Associations includes associations reported by the Board member or their spouse.
    • Financial Associations includes interests held by the Board member’s spouse or minor children. Multiple entries of the same asset appear when the Board member reported holding the asset in multiple accounts.

Debra Barksdale

Personal Associations

Associate Professor at the University of North Carolina, Chapel Hill

President of the National Organization of Nurse Practitioners Faculties

Member and Fellow, American Academy of Nurse Practitioners

Member and Fellow, American Academy of Nursing

Executive Nurse Member and Fellow, Robert Wood Johnson Foundation

Financial Associations

Received stipend between $15,001 and $50,000 from:
The Robert Wood Johnson Foundation

Kerry Barnett

Personal Associations

Member of the Board of Directors of

    • The Portland Business Alliance
    • United Way of Columbia-Williamette

Executive Vice President, Cambia Health Solutions, Inc.

Financial Associations

None identified

Lawrence Becker

Personal Associations

Director, Strategic Partnership and Alliances, Xerox Corporation

Member of the Board of Directors of:

    • ERISA Industry Council
    • The National Quality Forum Foundation
    • Rochester Regional Health Information Organization
    • Spouse is Chair of the Board of Directors, Rochester Healthcare Services

Financial Associations

Investments below $10,001 in:
Agilent Technologies, Inc.
Amgen, Inc.
Eli Lilly & Co.
GlaxoSmithKline plc
Coventry Healthcare, Inc.
The Travelers Companies, Inc.
GE Company

Investments between $10,001 and $50,000 in:
Coviden, PLC
Pfizer, Inc.
SPDR Biotech (2 in this range)

Investments between $50,001 and $100,000 in:
Aetna, Inc.
Johnson & Johnson, Inc.

Alan Douma

Personal Associations

Member of the Board of Directors of

    • American Association of Retired Persons (AARP)
    • AARP Foundation

Financial Associations

Investments between $10,001 and $50,000 in:
MetLife, Inc.

Alicia Fernandez

Personal Associations

Employed by the University of California at San Francisco

Financial Associations

Investments between $50,001 and $100,000 in:
Prosetta Antiviral, Inc.,

Christine Goertz

Personal Associations

Vice Chancellor of the Palmer College of Chiropractic

Chief Executive Officer, Spine IQ

Chair, Quality Insights of Pennsylvania Technical Expert Panel, # 182

Vice-Chair, World Federation of Chiropractic – Research Council

Member:

Physician Consortium for Performance Improvement – Measures Advisory Committee (AMA)

National Institutes of Health, NCCIH Advisory Council

Financial Associations

Received consulting fees between $5,001 and $15,000 from:
Spine, IQ

Received consulting fees between $15,001 and $50,000 from:
American Chiropractic Association

Leah Hole-Curry 

Personal Associations

Medical Administrator, Office of the Medical Director, State of Washington Department of Labor and Industries

Financial Associations

None identified

Russell Howerton

Personal Associations

Chairman, Board of Directors, Cornerstone Health Enabled Strategic Solutions (CHESS)

Chief Medical Officer and Vice-President of Clinical Operations, Wake Forest Baptist Health

Financial Associations

Received consulting fees between $15,001 and $50,000 from:
Medico Legal Consulting

Gail Hunt

Personal Associations

Head of Secretariat International Alliance of Caregiver Organizations

Secretary of the Board of Directors, Long Term Quality Alliance

Member of the Board of Directors, Vinson Hall Retirement Community

Member of the Board of Directors, Community Health Accreditation Program

Co-Chair NQF Patient and Family Centered Care Committee on Quality Measurement

Member, Steering Committee, Coalition to Transform Advanced Care

Financial Associations

None identified

Robert Jesse

Personal Associations

Employed by:

    • The US Department of Veterans Affairs
    • Virginia Commonwealth University Health System

Member of the Board of Directors, Society of Cardiovascular Patient Care

Fellow, American Heart Association

Financial Associations

Investments between $10,001 and $50,000 in:
MCV Associated Physicians

Spouse employed by:
Veracris, Inc.

Harlan Krumholtz

Personal Associations

Professor of Medicine at Yale University

Member of the Board of Directors of:

    • American Board of Internal Medicine
    • American College of Cardiology

Secretary of CV Outcomes, Inc.

Director, Lifetech Development Partners LC

Founder, Image COR, LLC

Consultant:

    • C2N Diagnostics, LLC

Chair of:

    • Scientific Advisory Board, Institute for Healthcare Improvement
    • Scientific Advisory Board, UnitedHealthcare

Financial Associations

Received honoraria between $5,001 and $15,000 from:
VHA, Inc.

Richard Kuntz

Personal Associations

Senior Vice President and Chief Scientific, Clinical and Regulatory Officer of Medtronic

On the Board of Trustees of:

    • Minnesota Medical Foundation
    • Case Western Reserve Medical School Board of Visitors
    • Chiari & Syringomyelia Foundation
    • Tengion, Inc.

Financial Associations

Investments between $10,001 and $50,000 in:
Dentsply International, Inc.

Investments between $50,001 and $100,000 in:
Wellpoint, Inc.

Investments over $250,000 in:
Medtronic, Inc.

Sharon Levine

 

Personal Associations

Associate Executive Director, Permanente Medical Group

On the Board of:

    • Kaiser Permanente School of Medicine
    • Alliance of Community Health Plans
    • Institute for Medical Quality
    • Insure the Uninsured Project
    • Medical Board of California

Co-chair, Institute for Medicine as a Profession Task Force on Institutional Professionalism

Spouse is employed by Medicare Payment Advisory Committee (MedPAC)

Financial Associations

Investments between $100,001 and $250,000 in:
Johnson & Johnson

Freda Lewis-Hall

Personal Associations

On the Board of Directors of:

    • American Psychiatric Foundation
    • Society for Women’s Health Research
    • Power to End Stroke, American Heart Association
    • Foundation for the National Institutes of Health

On the Board of Trustees, Save-the-Children Foundation

Chair, NCAT/Cures Acceleration Network Review

On the Board of Fellows of Harvard Medical School

Financial Associations

Investments over $250,000 in:
Eli Lilly Defined Benefit Pension Fund
Pfizer Inc. (stock, pension and retirement interests)
Bristol-Myers Squibb
Vertex Pharmaceuticals, Inc.

Investments between $100,001 and $250,000 in:
Pfizer/Pharmacia Defined Benefit Pension Plan
Bristol-Myers Squibb Defined Benefit Pension Plan
Eli Lilly Pension Plans

Investments between $10,001 and $50,000 in:
Vertex Pharmaceuticals, Inc.

Investments below $10,001 in:
Vertex Non-qualified Deferred Compensation Plan

Barbara McNeil

Personal Associations

On the Board of Directors of

    • Edwards Lifesciences Corp.
    • AgMednet, Inc.
    • Boston Foundation for Sight

Medical Advisor to Marine Polymer Technologies, Inc.

Financial Associations

Also employed by:
Brigham & Women’s Hospital
Harvard Medical School

Investments over $250,000 in:
Edwards Lifesciences Corp.

Received consulting fees between $15,001 and $50,000 from:
Marine Polymer Technologies
Edwards Lifesciences Corp.

Grayson Norquist

Personal Associations

Chair of the Department of Psychiatry at University of Mississippi Medical School

Member of the Board of Directors of American Psychiatric Foundation

Member of the Council on Quality, American Psychiatric Association

Treasurer, American Association of Chairs of Departments of Psychiatry

Member of the Executive Board of the Mississippi Psychiatric Association

Financial Associations

None identified

Ellen Sigal

Personal Associations

Chairperson, Board of Directors, Friends of Cancer Research

Acting Chair, and Vice Chair, Board of Directors, Reagan-Udall Foundation

Board member, Foundation for the National Institutes of Health

Director, Duke University Cancer Center Board of Overseers

Scientific Advisory Committee Member, Stand Up 2 Cancer

Board of Advisors, Milken Institute of Public Health, George Washington University

External Advisory Board, MD Anderson Cancer Center

Advisory Board Member, Parker Institute for Cancer Immunotherapy

Advisory Council, Sidney Kimmel Comprehensive Cancer Center, Johns Hopkins Medicine

Spouse is Member of the Board of Trustees, The George Washington University Medical Faculty Associates

Financial Associations

None identified

Kathleen Troeger

Personal Associations

Director, Outcomes Research, Hologic, Inc.

Financial Associations

Pension benefits, stock and stock options available upon retirement (anticipated 2030) from Pfizer, Inc.

Robert Zwolak

Personal Associations

Consultant lecturer, and committee member, Society for Vascular Surgery

Member, Coding and Reimbursement Committee, American College of Surgeons

Financial Associations

Also employed by:
Dartmouth-Hitchcock Medical Center

US Department of Veterans Affairs

Received consulting fees between $5,001 and $15,000 from:
Society for Vascular Surgery